EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1353

CIK 0001928330Single-Deal SPV2022 vintage506(b), 3(c)(1)

Raised

$175K

Investors

9

Min Invest

$10,001

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1353 is a Delaware-domiciled pooled investment fund that raised $175K from 9 investors with a $10K minimum investment, filed June 29, 2022 under Regulation D exemptions 506(b) and 3(c)(1). The entity is part of the EquityZen platform, which operates 1,889 related EDGAR entities focused on pre-IPO secondary market access.

This pre-IPO pooled investment vehicle employs the standard 506(b)/3(c)(1) exemption combination typical of small secondary market SPVs. The $10K minimum investment and sub-$200K raise align with retail-accessible pre-IPO exposure vehicles, positioned at the lower end of the capital scale compared to institutional secondary funds.

Data Flags

generalFirst sale date not disclosed on original filing while total raise is only $175K, below the threshold where institutional practice would explain the omission

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001928330
Entity NameEquityZen Growth Technology Fund LLC - Series 1353
Exemption506(b), 3(c)(1)
First Sale Date
Filing DateJune 29, 2022
Accession Number0001928330-22-000001
Total Amount Sold$175K
Total Investors9
Minimum Investment$10,001
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.