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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1400

CIK 0001928351Single-Deal SPV2022 vintage506(b), 3(c)(1)

Raised

$130K

Investors

3

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1400 is a Delaware pooled investment fund vehicle filed by EquityZen Advisors LLC on 2022-10-12, raising $130K from 3 investors under Rule 506(b) and 3(c)(1) exemptions with a $10K minimum investment. This entity is part of the EquityZen platform, which operates approximately 1,889 pre-IPO fund series providing retail and accredited investor access to private company equity.

This pre-IPO pooled investment vehicle uses the standard 506(b)/3(c)(1) exemption pattern common to private secondary market platforms. The $10K minimum investment and sub-$200K raise are typical for single-company SPV structures enabling fractional access to late-stage private equity positions.

Data Flags

generalFiling date (2022-10-12) with no first sale date disclosed; consistent with EquityZen platform convention across sibling entities

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001928351
Entity NameEquityZen Growth Technology Fund LLC - Series 1400
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateOctober 12, 2022
Accession Number0001928351-22-000001
Total Amount Sold$130K
Total Investors3
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.