EquityZen Growth Technology Fund LLC - Series 1399 (CIK 0001928352) — EDGAR Entity Profile

AltStreetEDGAR DatabaseEquityZen Growth Technology Fund LLC - Series 1399
EDGAR Verified
Primary Source · SEC.gov
EquityZen Growth Technology Fund LLC - Series 1399CIK 0001928352Single-Deal SPV2022 vintage506(b), 3(c)(1)
Raised
$137K
Investors
9
Min Invest
$6,461
AltStreet Analysis
·Generated from EDGAR primary sources
EquityZen Growth Technology Fund LLC - Series 1399 is a Delaware pooled investment fund filed by EquityZen Advisors LLC on 2022-08-17, raising $137K from 9 investors under Rule 506(b) and Section 3(c)(1) exemptions. The offering has a $6K minimum investment and is part of the EquityZen platform, which operates 1889+ related pre-IPO investment vehicles.
This pre-IPO pooled fund uses the standard 506(b)/3(c)(1) exemption pattern common to EquityZen's series structure, allowing retail-friendly minimums of $6K for accredited investors. The raise size and investor count are consistent with a single-company SPV targeting secondary shares in private growth-stage technology companies.
Data Flags
generalEquityZen platform convention: Assure Fund Management II LLC appears as a director across series vehicles, consistent with a third-party administrative role rather than an operational anomaly
EDGAR Filing Data
Form D — Primary Source
View on SEC.gov 
CIK Number0001928352
Entity NameEquityZen Growth Technology Fund LLC - Series 1399
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateAugust 17, 2022
Accession Number0001928352-22-000001
Total Amount Sold$137K
Total Investors9
Minimum Investment$6,461
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
EquityZen Advisors LLC
Executive Officer, Director · New York, NY
Richard Thoms
Executive Officer · Salt Lake City, UT
Assure Fund Management II LLC
Director · Salt Lake City, UT
Philip Haslett
Executive Officer, Director · New York, NY
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.