EquityZen Growth Technology Fund LLC - Series 1397
Raised
$230K
Investors
11
Min Invest
$10,019
AltStreet Analysis
·Generated from EDGAR primary sources
EquityZen Growth Technology Fund LLC - Series 1397 is a Delaware pooled investment fund filing under Rule 506(b) and Section 3(c)(1), raising $230K from 11 investors with a $10K minimum investment. Filed October 12, 2022, it is part of the EquityZen platform, which sponsors nearly 1,900 pre-IPO secondary market vehicles tracked in EDGAR.
This pre-IPO fund uses the typical 506(b)/3(c)(1) exemption pattern common to EquityZen's series vehicle structure, with a $10K minimum accessible to accredited investors. The offering size and investor count are consistent with EquityZen's modular approach to secondary-market liquidity in private growth companies.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govRelated Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
EquityZen Advisors LLC
Executive Officer, Director · New York, NY
Richard Thoms
Executive Officer · Salt Lake City, UT
Assure Fund Management II LLC
Director · Salt Lake City, UT
Philip Haslett
Executive Officer, Director · New York, NY
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.