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Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1396

CIK 0001928355Single-Deal SPV2022 vintage506(b), 3(c)(1)

Raised

$229K

Investors

13

Min Invest

$10,037

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1396 is a Delaware-domiciled pooled investment vehicle filed by EquityZen Advisors LLC on 2022-09-14, raising $229K from 13 investors under Rule 506(b) and Section 3(c)(1) exemptions. The fund has a $10K minimum investment and is part of the EquityZen platform, which operates a series-based SPV structure for pre-IPO secondary market transactions with 1,889 related EDGAR entities.

This pre-IPO pooled investment fund uses the standard 506(b)/3(c)(1) exemption pattern typical of private equity and venture secondaries vehicles, with a $10K minimum investment positioning it at the accessible end of the spectrum for accredited investors. The series structure and investor count are consistent with EquityZen's platform model of aggregating smaller checks into single-company SPVs for late-stage private equity access.

Data Flags

total_amount_soldAverage investor commitment of approximately $17.6K is notably small relative to typical private fund structures, though consistent with EquityZen's platform model of democratized pre-IPO access

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001928355
Entity NameEquityZen Growth Technology Fund LLC - Series 1396
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateSeptember 14, 2022
Accession Number0001928355-22-000001
Total Amount Sold$229K
Total Investors13
Minimum Investment$10,037
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.