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Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1439

CIK 0001931558Single-Deal SPV2022 vintage506(b), 3(c)(1)

Raised

$121K

Investors

7

Min Invest

$10,018

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1439 is a Delaware-based pooled investment vehicle filed September 14, 2022, that raised $121K from 7 investors under Rule 506(b) and Section 3(c)(1). The fund requires a $10K minimum investment and is part of the EquityZen platform, which operates over 1,800 pre-IPO secondary market SPVs managed by EquityZen Advisors LLC and Assure Fund Management II LLC.

This pre-IPO fund uses the standard 506(b)/3(c)(1) exemption pattern typical of private secondary market vehicles, with a $10K minimum investment positioning it in the accessible accredited investor tier. The seven-investor structure and $121K raise reflect a small single-company SPV common to secondary platforms facilitating liquidity in private company shares.

Data Flags

generalPart of EquityZen platform with 1,889 related entities; platform-standard template includes Assure Fund Management II as director (administrative service provider) and dual exemption claims 506(b) + 3(c)(1)

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001931558
Entity NameEquityZen Growth Technology Fund LLC - Series 1439
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateSeptember 14, 2022
Accession Number0001931558-22-000001
Total Amount Sold$121K
Total Investors7
Minimum Investment$10,018
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.