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Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1420

CIK 0001931614Single-Deal SPV2022 vintage506(b), 3(c)(1)

Raised

$323K

Investors

5

Min Invest

$10,081

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1420 is a Delaware-domiciled pooled investment fund filed on 2022-10-12 by EquityZen Advisors, raising $323K from 5 investors under Rule 506(b) and 3(c)(1) exemptions with a $10K minimum investment. This is part of the EquityZen platform, which operates 1,889 related pre-IPO investment vehicles focusing on secondary market access to private company equity.

This pre-IPO pooled fund uses the standard 506(b)/3(c)(1) exemption structure typical of secondary market platforms, with a relatively accessible $10K minimum investment threshold. The raise size and investor count align with EquityZen's SPV-per-company series model, where each numbered series targets a specific private company holding.

Data Flags

first_sale_dateFirst sale date not disclosed despite modest raise size of $323K; filing may have been prepared before initial closing

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001931614
Entity NameEquityZen Growth Technology Fund LLC - Series 1420
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateOctober 12, 2022
Accession Number0001931614-22-000001
Total Amount Sold$323K
Total Investors5
Minimum Investment$10,081
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.