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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1405

CIK 0001931629Single-Deal SPV2022 vintage506(b), 3(c)(1)

Raised

$181K

Investors

4

Min Invest

$10,002

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1405 is a Delaware pooled investment fund filed by EquityZen Advisors that raised $181K from 4 investors with a $10K minimum investment under Rule 506(b) and Section 3(c)(1) exemptions. This entity is part of the EquityZen platform, which operates 1889+ related EDGAR entities focused on pre-IPO secondary market access.

This pre-IPO fund follows the standard EquityZen single-series SPV structure, employing dual 506(b) and 3(c)(1) exemptions typical of sub-$5M secondary transaction vehicles. The $10K minimum investment and sub-$200K raise align with EquityZen's retail-accessible model for fractional pre-IPO equity positions, representing a smaller transaction within the platform's typical $100K–$1M range per series.

Data Flags

relatedPersonsAssure Fund Management II LLC listed as director; Assure entities typically serve as fund administrators/formation platforms rather than investment directors in EquityZen structures, though this appears consistent across the EquityZen platform template

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001931629
Entity NameEquityZen Growth Technology Fund LLC - Series 1405
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateAugust 12, 2022
Accession Number0001931629-22-000002
Total Amount Sold$181K
Total Investors4
Minimum Investment$10,002
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.