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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1404

CIK 0001931630Single-Deal SPV2022 vintage506(b)

Raised

$51K

Investors

4

Min Invest

$986

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1404 is a Delaware-domiciled pooled investment fund filed by EquityZen Advisors LLC on June 22, 2022, raising $51K from 4 investors under Rule 506(b). The fund has a stated minimum investment of $986 and operates within the EquityZen platform, which sponsors nearly 1,900 related pre-IPO investment vehicles.

This pre-IPO pooled fund uses the private placement exemption 506(b), typical for smaller secondary market vehicles targeting accredited investors. The $986 minimum investment is exceptionally low for private securities, reflecting EquityZen's retail-accessible structure compared to traditional institutional pre-IPO funds that typically require $25K–$100K minimums.

Data Flags

total_amount_soldRaise of $51K across 4 investors yields an average check size of approximately $12.75K, significantly below typical pre-IPO allocations and suggesting fractional or test allocations
minimum_investmentStated minimum investment of $986 is unusually precise and low; given total raise of $51K, appears designed for retail fractional access rather than institutional allocations

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001931630
Entity NameEquityZen Growth Technology Fund LLC - Series 1404
Exemption506(b)
First Sale Date—
Filing DateJune 22, 2022
Accession Number0001931630-22-000001
Total Amount Sold$51K
Total Investors4
Minimum Investment$986
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.