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Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1449

CIK 0001931810Single-Deal SPV2022 vintage506(b), 3(c)(1)

Raised

$120K

Investors

8

Min Invest

$9,960

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1449 is a Delaware SPV filed by EquityZen Advisors LLC on 2022-09-16, raising $120K from 8 investors under Rule 506(b) and Section 3(c)(1). The offering has a $10K minimum investment and is part of EquityZen's platform of over 1,800 pre-IPO investment vehicles targeting private company equity.

This pre-IPO SPV follows the standard EquityZen model: a sub-$1M raise under 506(b) with 3(c)(1) exemption, enabling accredited investors to access private company shares at a $10K entry point. The structure and size are consistent with typical secondary market SPVs in the pre-IPO category.

Data Flags

generalEquityZen platform convention: dual exemptions 506(b) + 3(c)(1) and Assure Fund Management II listed as Director reflect standardized SPV formation template across all EquityZen series vehicles

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001931810
Entity NameEquityZen Growth Technology Fund LLC - Series 1449
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateSeptember 16, 2022
Accession Number0001931810-22-000001
Total Amount Sold$120K
Total Investors8
Minimum Investment$9,960
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.