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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1604

CIK 0001957859Single-Deal SPV2023 vintage506(b), 3(c)(1)

Raised

$178K

Investors

13

Min Invest

$10,010

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1604 is a Delaware pooled investment fund filed by EquityZen Advisors LLC, with Philip Haslett and Eric Bernstein as executive officers. The fund raised $178K from 13 investors under Rule 506(b) and Section 3(c)(1) exemptions, with a $10K minimum investment. It is part of the EquityZen platform, which operates 1,889 related entities focused on pre-IPO secondary market access.

This filing represents a typical small-scale pre-IPO SPV structure using the 506(b) private placement exemption combined with 3(c)(1) investment company exclusion. The $10K minimum investment is consistent with retail-accessible alternative investment platforms targeting accredited investors seeking exposure to private growth-stage technology companies.

Data Flags

generalAverage investor commitment of approximately $13.7K is notably small relative to the $10K minimum, suggesting most investors contributed at or near the floor

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001957859
Entity NameEquityZen Growth Technology Fund LLC - Series 1604
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateJanuary 25, 2023
Accession Number0001957859-23-000001
Total Amount Sold$178K
Total Investors13
Minimum Investment$10,010
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Philip Haslett

Executive Officer, Director · New York, NY

Eric Bernstein

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.