AltStreet
EDGAR Verified
Primary Source · SEC.gov

EquityBee 04 2021 41228, a series of EquityBee Master, LLC

CIK 0001866986Single-Deal SPV2021 vintage506(b), 3(c)(1)
Equitybee

Raised

$11K

Investors

1

Min Invest

$0

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityBee 04 2021 41228 is a Delaware series LLC that filed under Rule 506(b) and 3(c)(1) on June 23, 2021, disclosing $11K raised from 1 investor. The entity is part of the EquityBee platform, which operates over 1,000 pre-IPO investment vehicles enabling employees to exercise stock options. This filing is managed by Assure Fund Management II with executives Richard Thoms and Jeremy Neilson.

This pre-IPO pooled investment fund uses the standard 506(b)/3(c)(1) exemption pattern common to employee stock option financing vehicles. The small raise ($11K) and single investor structure is consistent with individually underwritten option exercise transactions typical of the EquityBee platform model, contrasting with larger diversified pre-IPO funds that aggregate capital across multiple company exposures.

Data Flags

generalSingle investor contributing the entire $11K raise suggests an anchor-only or initial close structure, typical for EquityBee's individually matched option exercise financing model

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001866986
Entity NameEquityBee 04 2021 41228, a series of EquityBee Master, LLC
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateJune 23, 2021
Accession Number0001866986-21-000001
Total Amount Sold$11K
Total Investors1
Minimum Investment$0 (no stated minimum)
Securities TypePooled Investment Fund
State of IncorporationNot specified
Amendment Count1 amendments filed

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Assure Fund Management II LLC

Director · Salt Lake City, UT

Richard Thoms

Executive Officer · Salt Lake City, UT

Jeremy Neilson

Executive Officer · Salt Lake City, UT

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.