SEC-Registered Investment Adviser
Alan B. Lancz & Associates, INC.
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated March 24, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- June 11, 1985
- Principal office
- 3435 N Holland Sylvania Rd, Toledo, OH 43615
- Organized as
- Corporation, OH
- Fiscal year end
- December
- Website
- HTTP://WWW.ABLONLINE.COM
Scale
- Regulatory AUM
- $175.4M
- Accounts
- 110
- Clients
- 0
- Employees
- 4, 1 in advisory roles
- Private funds advised
- 2
- Private fund gross assets
- $4.7M
- Fund types
- 2 private equity funds
- Funds with Form D records
- 2 issuers in AltStreet's ledger, $4.5M reported sold across them
- Client assets in custody
- $3.5M (33 clients)
Business, clients and compensation, as filed
- Advisory activities
- financial planning, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients and pension consulting
- Compensated by
- a percentage of assets under management, hourly charges, fixed fees and other
- Client types
- individuals (other than high net worth) (36); high net worth individuals (63); pooled investment vehicles (2); pension and profit sharing plans; charitable organizations; corporations or other businesses
- Related persons include
- a sponsor or syndicator of limited partnerships
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (March 24, 2026). Item 11 covers the firm and its advisory affiliates.
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.