SEC-Registered Investment Adviser
Bny Mellon Investment Adviser, INC.
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated September 21, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- December 10, 1971
- Principal office
- 240 Greenwich Street, New York, NY 10286
- Organized as
- Corporation, NY
- Fiscal year end
- December
- Other offices
- 5
Scale
- Regulatory AUM
- $419.5B
- Attributable to non-US clients
- $3.2B
- Accounts
- 91
- Clients
- 91
- Employees
- 69, 14 in advisory roles
- Private funds advised
- 5
- Private fund gross assets
- $10.9B
- Fund types
- 5 other private funds
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for investment companies and portfolio management for pooled investment vehicles
- Compensated by
- a percentage of assets under management
- Client types
- investment companies (82); pooled investment vehicles (9)
- Also engaged as
- commodity pool operator or commodity trading advisor
- Related persons include
- a broker-dealer, another investment adviser, a registered municipal advisor, a commodity pool operator or commodity trading advisor, a banking or thrift institution, a trust company, an insurance company or agency and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 10 broker-dealers, 20 investment advisers
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- SEC or CFTC finding of a false statement or omission (Item 11C(1))
- SEC or CFTC finding of a violation of regulations or statutes (Item 11C(2), 5 reported)
- SEC or CFTC order against the firm or an affiliate (Item 11C(4), 3 reported)
- SEC or CFTC civil money penalty or cease-and-desist (Item 11C(5), 5 reported)
- other regulator finding of a violation (Item 11D(2), 2 reported)
- other regulator order, denial, suspension or revocation (Item 11D(4), 2 reported)
- self-regulatory organization finding of a violation (Item 11E(2))
Registered funds this firm advises, from Form N-CEN
1 fundregistered under the Investment Company Act name this firm as investment adviser on the latest Form N-CEN. Net assets and the share of holdings at Level 3 or carried at NAV ("marks") are from the newest Form N-PORT; the flow series is on each fund's page in Terminal Pro. Fee and expense ratios are as the fund reported them on N-CEN.
| Fund | Type | Net assets | Marks | Mgmt fee | Net expenses |
|---|---|---|---|---|---|
| BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.as of June 30, 2025 | Registered fund | $141.9M | 0% | 1.87% | 5.56% |
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.