SEC-Registered Investment Adviser
Oaktree Capital Management, L.P.
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated August 17, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- April 7, 1995
- Principal office
- 333 South Grand Ave, 28th Floor, Los Angeles, CA 90071
- Organized as
- Limited Partnership, DE
- Fiscal year end
- December
- Umbrella registration
- Yes, 9 relying advisers
- Other offices
- 17
Scale
- Regulatory AUM
- $183.3B
- Discretionary / non-discretionary
- $181.4B / $1.9B
- Attributable to non-US clients
- $148.8B
- Accounts
- 620
- Clients
- 17
- Employees
- 905, 282 in advisory roles
- Private funds advised
- 284
- Private fund gross assets
- $108.8B
- Fund types
- 221 hedge funds, 7 private equity funds, 15 other private funds
- Client assets in custody
- $129.6B (247 clients)
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients
- Compensated by
- a percentage of assets under management and performance-based fees
- Client types
- individuals (other than high net worth) (0); high net worth individuals (0); banking or thrift institutions (0); investment companies (0); business development companies (0); pooled investment vehicles (275); pension and profit sharing plans (37); charitable organizations (1); state or municipal government entities (12); other investment advisers (2); insurance companies (30); sovereign wealth funds and foreign official institutions (1); corporations or other businesses (12); other (3)
- Also engaged as
- commodity pool operator or commodity trading advisor
- Related persons include
- a broker-dealer, another investment adviser, a commodity pool operator or commodity trading advisor and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 1 broker-dealer, 131 investment advisers
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- SEC or CFTC finding of a violation of regulations or statutes (Item 11C(2), 2 reported)
- SEC or CFTC order against the firm or an affiliate (Item 11C(4), 2 reported)
- SEC or CFTC civil money penalty or cease-and-desist (Item 11C(5), 2 reported)
In the directory
Related advisers
Is this your firm? Verified Profiles give managers a structured channel for corrections, additional disclosures, and right of reply, without changing AltStreet's independent research. Learn about verification →
Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.