SEC-Registered Investment Adviser
Harris | Oakmark
Legal name: Harris Associates LP
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated August 4, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- September 29, 1995
- Principal office
- 111 S. Wacker Drive, Suite 4600, Chicago, IL 60606
- Organized as
- Limited Partnership, DE
- Fiscal year end
- December
Scale
- Regulatory AUM
- $109.5B
- Discretionary / non-discretionary
- $109.5B / $29.8M
- Attributable to non-US clients
- $13.4B
- Accounts
- 2,326
- Clients
- 16
- Employees
- 221, 43 in advisory roles
- Private funds advised
- 2
- Private fund gross assets
- $562.5M
- Fund types
- 2 hedge funds
- Funds with Form D records
- 2 issuers in AltStreet's ledger, $2.8B reported sold across them
- Client assets in custody
- $4.7B (845 clients)
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients
- Compensated by
- a percentage of assets under management, fixed fees and performance-based fees
- Client types
- individuals (other than high net worth) (0); high net worth individuals (1,888); banking or thrift institutions (0); investment companies (19); business development companies (0); pooled investment vehicles (30); pension and profit sharing plans (37); charitable organizations (133); state or municipal government entities (10); other investment advisers (0); insurance companies; sovereign wealth funds and foreign official institutions; corporations or other businesses (203)
- Also engaged as
- commodity pool operator or commodity trading advisor
- Related persons include
- a broker-dealer, another investment adviser, a security-based swap dealer, a commodity pool operator or commodity trading advisor, a futures commission merchant, a banking or thrift institution, a trust company, an insurance company or agency, a real estate broker or dealer, a sponsor or syndicator of limited partnerships and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 2 broker-dealers, 11 investment advisers
- Wrap fee program
- Sponsors or manages a wrap fee program
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- felony conviction (firm or advisory affiliate) (Item 11A(1))
- SEC or CFTC finding of a violation of regulations or statutes (Item 11C(2))
- SEC or CFTC civil money penalty or cease-and-desist (Item 11C(5))
- other regulator finding of a violation (Item 11D(2))
- other regulator order, denial, suspension or revocation (Item 11D(4))
Is this your firm? Verified Profiles give managers a structured channel for corrections, additional disclosures, and right of reply, without changing AltStreet's independent research. Learn about verification →
Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.