SEC-Registered Investment Adviser
Empower Capital Management, LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated March 31, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- June 28, 1996
- Principal office
- 8515 East Orchard Road, 2t3, Greenwood Village, CO 80111
- Organized as
- Limited Liability Company, CO
- Fiscal year end
- December
- Website
- www.empower.com/investments
Scale
- Regulatory AUM
- $78.0B
- Discretionary / non-discretionary
- $73.0B / $5.0B
- Accounts
- 165
- Clients
- 68
- Employees
- 319, 84 in advisory roles
- Private funds advised
- 9
- Private fund gross assets
- $2.2B
- Fund types
- 9 other private funds
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, selection of other advisers and other advisory activities
- Compensated by
- a percentage of assets under management and fixed fees
- Client types
- banking or thrift institutions; investment companies (1); pooled investment vehicles (8); pension and profit sharing plans (65); state or municipal government entities (15); insurance companies (26); corporations or other businesses (47)
- Related persons include
- a broker-dealer, another investment adviser, a trust company, an insurance company or agency, a sponsor or syndicator of limited partnerships and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 1 broker-dealer, 2 investment advisers
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- other regulator order, denial, suspension or revocation (Item 11D(4))
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.