Aew Capital Management LP

Business, clients and compensation, as filed

Advisory activities

portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients and other advisory activities

Compensated by

a percentage of assets under management, performance-based fees and other

Client types

individuals (other than high net worth); high net worth individuals (0); banking or thrift institutions (0); investment companies (1); business development companies (0); pooled investment vehicles (6); pension and profit sharing plans; charitable organizations; state or municipal government entities; other investment advisers (0); insurance companies (0); sovereign wealth funds and foreign official institutions; corporations or other businesses (8); other

Also engaged as

commodity pool operator or commodity trading advisor and real estate broker, dealer or agent

Related persons include

a broker-dealer, another investment adviser, a security-based swap dealer, a commodity pool operator or commodity trading advisor, a futures commission merchant, a banking or thrift institution, a trust company, an insurance company or agency, a real estate broker or dealer, a sponsor or syndicator of limited partnerships and a sponsor, general partner or managing member of pooled investment vehicles

Affiliates

1 broker-dealer, 10 investment advisers

Wrap fee program

Sponsors or manages a wrap fee program

Form ADV Item 11 disclosures

The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.

• felony conviction (firm or advisory affiliate) (Item 11A(1))
• SEC or CFTC finding of a violation of regulations or statutes (Item 11C(2))
• SEC or CFTC civil money penalty or cease-and-desist (Item 11C(5))

Form D activity of the funds this firm advises, by year

1 issuer in AltStreet's EDGAR ledger are joined to this adviser through Form ADV Schedule D, with Form D filings from March 11, 2016 to March 2, 2026. 1 offering is still raising on the latest filing. Reported sold across them: $2.4B.Years are the year of each offering's first notice; sold and investors are the latest figures on each chain. Counts and totals only; the fund roster is in the terminal.