SEC-Registered Investment Adviser
Brookline Investments, INC.
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated June 5, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- December 16, 1999
- Principal office
- 2830 Cahaba Road, Suite 100, Birmingham, AL 35223
- Organized as
- Corporation, AL
- Fiscal year end
- December
Scale
- Regulatory AUM
- $281.5M
- Discretionary / non-discretionary
- $274.5M / $6.9M
- Accounts
- 33
- Clients
- 33
- Employees
- 3, 2 in advisory roles
- Private funds advised
- 7
- Private fund gross assets
- $222.5M
- Fund types
- 2 private equity funds, 4 venture capital funds, 1 other private funds
- Funds with Form D records
- 2 issuers in AltStreet's ledger, $170,000 reported sold across them
- Client assets in custody
- $259.3M (8 clients)
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles and selection of other advisers
- Compensated by
- a percentage of assets under management, performance-based fees and other
- Client types
- individuals (other than high net worth) (0); high net worth individuals (20); banking or thrift institutions (0); investment companies (0); business development companies (0); pooled investment vehicles (7); pension and profit sharing plans (3); charitable organizations (0); state or municipal government entities (0); other investment advisers (0); insurance companies (0); sovereign wealth funds and foreign official institutions (0); corporations or other businesses (3); other (0)
- Related persons include
- a sponsor, general partner or managing member of pooled investment vehicles
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- civil court dismissal of a case with a settlement (Item 11H(1)(c))
Form D activity of the funds this firm advises, by year
2 issuers in AltStreet's EDGAR ledger are joined to this adviser through Form ADV Schedule D, with Form D filings from June 30, 2017 to June 21, 2019. Reported sold across them: $170,000.Years are the year of each offering's first notice; sold and investors are the latest figures on each chain. Counts and totals only; the fund roster is in the terminal.
| First notice | Offerings | Reported sold | Investors |
|---|---|---|---|
| 2019 | 1 | $170,000 | 5 |
| 2017 | 1 | n/a | n/a |
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.