SEC-Registered Investment Adviser
Grimes & Company
Legal name: Grimes & Company Wealth Management, LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated September 30, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- January 28, 2000
- Principal office
- One Technology Drive, Suite 100, Westborough, MA 01581
- Organized as
- Limited Liability Company, DE
- Fiscal year end
- December
- Other offices
- 30
Scale
- Regulatory AUM
- $6.3B
- Discretionary / non-discretionary
- $6.1B / $175.8M
- Accounts
- 9,842
- Clients
- 0
- Employees
- 69, 36 in advisory roles
- Private funds advised
- 1
- Private fund gross assets
- $4.7M
- Fund types
- 1 hedge funds
- Funds with Form D records
- 1 issuer in AltStreet's ledger
- Client assets in custody
- $1.7B (1,145 clients)
Business, clients and compensation, as filed
- Advisory activities
- financial planning, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients and selection of other advisers
- Compensated by
- a percentage of assets under management
- Client types
- individuals (other than high net worth) (1,877); high net worth individuals (1,783); pension and profit sharing plans (41); charitable organizations (26); state or municipal government entities; other investment advisers; corporations or other businesses (37)
- Related persons include
- an accountant or accounting firm and an insurance company or agency
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (September 30, 2026). Item 11 covers the firm and its advisory affiliates.
Form D activity of the funds this firm advises, by year
1 issuer in AltStreet's EDGAR ledger are joined to this adviser through Form ADV Schedule D, with Form D filings from April 16, 2025 to April 16, 2025.Years are the year of each offering's first notice; sold and investors are the latest figures on each chain. Counts and totals only; the fund roster is in the terminal.
| First notice | Offerings | Reported sold | Investors |
|---|---|---|---|
| 2025 | 1 | n/a | n/a |
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.