SEC-Registered Investment Adviser
Altfest Personal Wealth Management
Legal name: L.J. Altfest & Co., INC.
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated March 4, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- February 2, 1983
- Principal office
- 445 Park Avenue, 6th Floor, New York, NY 10022
- Organized as
- Corporation, NY
- Fiscal year end
- December
- Other offices
- 1
Scale
- Regulatory AUM
- $1.8B
- Attributable to non-US clients
- $2.2M
- Accounts
- 3,139
- Clients
- 0
- Employees
- 42, 19 in advisory roles
- Private funds advised
- 1
- Private fund gross assets
- $12.6M
- Fund types
- 1 hedge funds
- Funds with Form D records
- 1 issuer in AltStreet's ledger, $10.9M reported sold across them
- Client assets in custody
- $432.1M (352 clients)
Business, clients and compensation, as filed
- Advisory activities
- financial planning, portfolio management for individuals and small businesses and publication of periodicals or newsletters
- Compensated by
- a percentage of assets under management, hourly charges and fixed fees
- Client types
- individuals (other than high net worth) (255); high net worth individuals (431); pooled investment vehicles (4); charitable organizations (5); corporations or other businesses
- Related persons include
- a sponsor, general partner or managing member of pooled investment vehicles
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (March 4, 2026). Item 11 covers the firm and its advisory affiliates.
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.