SEC-Registered Investment Adviser
Fmp Wealth Advisers
Legal name: Financial Management Professionals INC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated July 16, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- August 17, 1987
- Principal office
- 6034 West Courtyard Drive, Suite 380, Austin, TX 78730
- Organized as
- Corporation, TX
- Fiscal year end
- December
- Other offices
- 1
Scale
- Regulatory AUM
- $1.3B
- Discretionary / non-discretionary
- $1.3B / $26.7M
- Accounts
- 2,806
- Clients
- 0
- Employees
- 14, 12 in advisory roles
- Private funds advised
- 2
- Private fund gross assets
- $45.3M
- Fund types
- 1 hedge funds, 1 real estate funds
- Funds with Form D records
- 1 issuer in AltStreet's ledger, $29.6M reported sold across them
- Client assets in custody
- $397.6M (319 clients)
Business, clients and compensation, as filed
- Advisory activities
- financial planning, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients and selection of other advisers
- Compensated by
- a percentage of assets under management and fixed fees
- Client types
- individuals (other than high net worth) (393); high net worth individuals (328); pooled investment vehicles (2); pension and profit sharing plans (15); corporations or other businesses (10)
- Related persons include
- a sponsor, general partner or managing member of pooled investment vehicles
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (July 16, 2026). Item 11 covers the firm and its advisory affiliates.
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.