SEC-Registered Investment Adviser
Mackenzie Investments
Legal name: Mackenzie Financial Corporation
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated March 30, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- September 3, 1985
- Principal office
- 180 Queen Street West, Toronto, Ontario M5v 3k1
- Organized as
- Corporation
- Fiscal year end
- December
- Other offices
- 7
Scale
- Regulatory AUM
- $194.9B
- Attributable to non-US clients
- $19.5B
- Accounts
- 685
- Clients
- 10
- Employees
- 1,362, 107 in advisory roles
- Private funds advised
- 2
- Private fund gross assets
- $475.1M
- Fund types
- 2 other private funds
- Funds with Form D records
- 2 issuers in AltStreet's ledger, $178.0M reported sold across them
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients and selection of other advisers
- Compensated by
- a percentage of assets under management and performance-based fees
- Client types
- pooled investment vehicles (477); pension and profit sharing plans (7); charitable organizations; state or municipal government entities; other investment advisers; insurance companies; other
- Also engaged as
- broker-dealer and commodity pool operator or commodity trading advisor
- Related persons include
- a broker-dealer, another investment adviser, a commodity pool operator or commodity trading advisor, a trust company, an insurance company or agency, a sponsor or syndicator of limited partnerships and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 3 broker-dealers, 8 investment advisers
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- other regulator finding of a violation (Item 11D(2))
- other regulator order, denial, suspension or revocation (Item 11D(4))
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.