SEC-Registered Investment Adviser
The Carlyle Group
Legal name: Carlyle Investment Management L.L.C.
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated July 7, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- August 6, 1996
- Principal office
- 1001 Pennsylvania Avenue, N.W., Suite 220 South, Washington, DC 20004-2505
- Organized as
- Limited Liability Company, DE
- Fiscal year end
- December
- Umbrella registration
- Yes, 10 relying advisers
- Other offices
- 4
Scale
- Regulatory AUM
- $283.8B
- Discretionary / non-discretionary
- $200.8B / $83.1B
- Attributable to non-US clients
- $122.6B
- Accounts
- 612
- Clients
- 16
- Employees
- 1,040, 317 in advisory roles
- Private funds advised
- 314
- Private fund gross assets
- $173.6B
- Fund types
- 1 hedge funds, 167 private equity funds, 37 real estate funds
- Client assets in custody
- $123.9B (480 clients)
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients
- Compensated by
- a percentage of assets under management, fixed fees and performance-based fees
- Client types
- pooled investment vehicles (595); state or municipal government entities (1); insurance companies (15); sovereign wealth funds and foreign official institutions (0); other (1)
- Also engaged as
- commodity pool operator or commodity trading advisor
- Related persons include
- a broker-dealer, another investment adviser, a commodity pool operator or commodity trading advisor and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 6 broker-dealers, 44 investment advisers
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- SEC or CFTC finding of a violation of regulations or statutes (Item 11C(2))
- SEC or CFTC order against the firm or an affiliate (Item 11C(4))
- SEC or CFTC civil money penalty or cease-and-desist (Item 11C(5))
- other regulator finding of a violation (Item 11D(2))
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.