SEC-Registered Investment Adviser
Mesirow Financial Investment Management, INC.
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated July 7, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- May 15, 1986
- Principal office
- 353 N. Clark St, Chicago, IL 60654
- Organized as
- Corporation, IL
- Fiscal year end
- March
- Other offices
- 11
Scale
- Regulatory AUM
- $50.4B
- Discretionary / non-discretionary
- $49.2B / $1.2B
- Attributable to non-US clients
- $75.4M
- Accounts
- 90,291
- Clients
- 0
- Employees
- 161, 116 in advisory roles
- Private funds advised
- 6
- Private fund gross assets
- $2.9B
- Fund types
- 4 real estate funds, 2 other private funds
- Client assets in custody
- $7.3B (4,705 clients)
Business, clients and compensation, as filed
- Advisory activities
- financial planning, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting and selection of other advisers
- Compensated by
- a percentage of assets under management and performance-based fees
- Client types
- individuals (other than high net worth) (16); high net worth individuals (14,040); banking or thrift institutions (0); investment companies (0); business development companies (0); pooled investment vehicles (5); pension and profit sharing plans (76,209); charitable organizations (10); state or municipal government entities (0); other investment advisers (0); insurance companies (0); sovereign wealth funds and foreign official institutions (0); corporations or other businesses (11); other (0)
- Also engaged as
- commodity pool operator or commodity trading advisor
- Related persons include
- a broker-dealer, another investment adviser, a registered municipal advisor, a commodity pool operator or commodity trading advisor, a pension consultant, a real estate broker or dealer, a sponsor or syndicator of limited partnerships and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 1 broker-dealer, 5 investment advisers
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- SEC or CFTC finding of a violation of regulations or statutes (Item 11C(2))
- SEC or CFTC order against the firm or an affiliate (Item 11C(4))
- SEC or CFTC civil money penalty or cease-and-desist (Item 11C(5))
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.