SEC-Registered Investment Adviser
Waverly Advisors, LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated August 31, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- November 30, 2001
- Principal office
- 600 University Park Place, Suite 501, Birmingham, AL 35209
- Organized as
- Limited Liability Company, AL
- Fiscal year end
- December
- Other offices
- 48
Scale
- Regulatory AUM
- $29.9B
- Discretionary / non-discretionary
- $25.2B / $4.7B
- Attributable to non-US clients
- $17.5M
- Accounts
- 35,709
- Clients
- 69
- Employees
- 414, 197 in advisory roles
- Private funds advised
- 19
- Private fund gross assets
- $1.8B
- Fund types
- 1 hedge funds, 7 private equity funds, 5 real estate funds, 6 other private funds
- Client assets in custody
- $4.3B (1,583 clients)
Business, clients and compensation, as filed
- Advisory activities
- financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting and selection of other advisers
- Compensated by
- a percentage of assets under management, hourly charges, fixed fees and performance-based fees
- Client types
- individuals (other than high net worth) (8,621); high net worth individuals (4,302); banking or thrift institutions (2); investment companies (1); pooled investment vehicles (27); pension and profit sharing plans (453); charitable organizations (81); state or municipal government entities (1); insurance companies (1); corporations or other businesses (200)
- Also engaged as
- accountant or accounting firm
- Related persons include
- another investment adviser, a commodity pool operator or commodity trading advisor, a banking or thrift institution, a trust company, an accountant or accounting firm, a lawyer or law firm, a real estate broker or dealer and a sponsor, general partner or managing member of pooled investment vehicles
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (August 31, 2026). Item 11 covers the firm and its advisory affiliates.
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.