SEC-Registered Investment Adviser
Rivernorth Capital Management, LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated March 31, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- October 15, 2002
- Principal office
- 360 S. Rosemary Ave, Suite 1420, West Palm Beach, FL 33401
- Organized as
- Limited Liability Company, DE
- Fiscal year end
- December
- Other offices
- 1
- Website
- HTTP://WWW.RIVERNORTH.COM
Scale
- Regulatory AUM
- $6.2B
- Attributable to non-US clients
- $178.6M
- Accounts
- 32
- Clients
- 0
- Employees
- 20, 10 in advisory roles
- Private funds advised
- 5
- Private fund gross assets
- $1.1B
- Fund types
- 5 hedge funds
- Funds with Form D records
- 3 issuers in AltStreet's ledger, $1.3B reported sold across them
- Client assets in custody
- $1.4B (5 clients)
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for investment companies, portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients
- Compensated by
- a percentage of assets under management and performance-based fees
- Client types
- individuals (other than high net worth) (0); high net worth individuals (0); banking or thrift institutions (0); investment companies (16); business development companies (0); pooled investment vehicles (5); pension and profit sharing plans (0); charitable organizations (1); state or municipal government entities (0); other investment advisers (10); insurance companies (0); sovereign wealth funds and foreign official institutions (0); corporations or other businesses (0); other (0)
- Also engaged as
- commodity pool operator or commodity trading advisor
- Related persons include
- another investment adviser and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 1 investment adviser
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (March 31, 2026). Item 11 covers the firm and its advisory affiliates.
Form D activity of the funds this firm advises, by year
3 issuers in AltStreet's EDGAR ledger are joined to this adviser through Form ADV Schedule D, with Form D filings from January 12, 2012 to August 28, 2026. 3 offerings are still raising on the latest filing. Reported sold across them: $1.3B.Years are the year of each offering's first notice; sold and investors are the latest figures on each chain. Counts and totals only; the fund roster is in the terminal.
| First notice | Offerings | Reported sold | Investors |
|---|---|---|---|
| 2020 | 1 | $172.0M | 42 |
| 2014 | 1 | $183.4M | 174 |
| 2012 | 1 | $913.7M | 507 |
Registered funds this firm advises, from Form N-CEN
1 fundregistered under the Investment Company Act name this firm as investment adviser on the latest Form N-CEN. Net assets and the share of holdings at Level 3 or carried at NAV ("marks") are from the newest Form N-PORT; the flow series is on each fund's page in Terminal Pro. Fee and expense ratios are as the fund reported them on N-CEN.
| Fund | Type | Net assets | Marks | Mgmt fee | Net expenses |
|---|---|---|---|---|---|
| RiverNorth Capital & Income Fund, Inc.as of June 30, 2026 | Registered fund | $54.9M | 94.1% | 1.25% | 3.96% |
In the directory
Related advisers
Is this your firm? Verified Profiles give managers a structured channel for corrections, additional disclosures, and right of reply, without changing AltStreet's independent research. Learn about verification →
Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.