SEC-Registered Investment Adviser
Opaleye Management INC.
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated February 19, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- October 29, 2013
- Principal office
- One Boston Place, 26th Floor, Boston, MA 02108
- Organized as
- Corporation, MA
- Fiscal year end
- December
- Other offices
- 1
Scale
- Regulatory AUM
- $802.8M
- Attributable to non-US clients
- $13.6M
- Accounts
- 2
- Clients
- 0
- Employees
- 4, 4 in advisory roles
- Private funds advised
- 1
- Private fund gross assets
- $789.2M
- Fund types
- 1 hedge funds
- Funds with Form D records
- 1 issuer in AltStreet's ledger, $42.3M reported sold across them
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients
- Compensated by
- a percentage of assets under management and performance-based fees
- Client types
- pooled investment vehicles (1); corporations or other businesses (1)
- Related persons include
- a sponsor, general partner or managing member of pooled investment vehicles
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- other regulator order, denial, suspension or revocation (Item 11D(4))
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.