SEC-Registered Investment Adviser
J. Safra Asset Management Corporation
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated August 26, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- April 15, 2004
- Principal office
- 546 Fifth Avenue, New York City, NY 10036
- Organized as
- Corporation, DE
- Fiscal year end
- December
- Other offices
- 2
Scale
- Regulatory AUM
- $6.3B
- Discretionary / non-discretionary
- $6.2B / $95.6M
- Attributable to non-US clients
- $4.9B
- Accounts
- 3,440
- Clients
- 1
- Employees
- 22, 13 in advisory roles
- Private funds advised
- 7
- Private fund gross assets
- $313.9M
- Fund types
- 2 private equity funds, 5 other private funds
Business, clients and compensation, as filed
- Advisory activities
- financial planning, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, selection of other advisers and other advisory activities
- Compensated by
- a percentage of assets under management, fixed fees and other
- Client types
- individuals (other than high net worth) (295); high net worth individuals (3,079); investment companies (0); business development companies (0); pooled investment vehicles (6); insurance companies (1); corporations or other businesses (62)
- Related persons include
- a broker-dealer, another investment adviser, a banking or thrift institution, a trust company, an insurance company or agency and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 1 broker-dealer, 3 investment advisers
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (August 26, 2026). Item 11 covers the firm and its advisory affiliates.
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.