SEC-Registered Investment Adviser
Epoch Investment Partners, INC.
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated July 29, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- May 11, 2004
- Principal office
- 1 Vanderbilt Avenue, 23rd Floor, New York, NY 10017
- Organized as
- Corporation, DE
- Fiscal year end
- October
- Other offices
- 2
- Website
- www.TDASSETMANAGEMENT.COM
Scale
- Regulatory AUM
- $29.7B
- Attributable to non-US clients
- $17.8B
- Accounts
- 757
- Clients
- 0
- Employees
- 137, 91 in advisory roles
- Private funds advised
- 1
- Private fund gross assets
- $17.9M
- Fund types
- 1 other private funds
- Funds with Form D records
- 1 issuer in AltStreet's ledger, $15.2M reported sold across them
- Client assets in custody
- $23.3M (2 clients)
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients and other advisory activities
- Compensated by
- a percentage of assets under management, fixed fees and performance-based fees
- Client types
- high net worth individuals (690); banking or thrift institutions (1); investment companies (9); pooled investment vehicles (24); pension and profit sharing plans (17); state or municipal government entities (2); insurance companies (4); corporations or other businesses (10)
- Related persons include
- a broker-dealer, another investment adviser, a banking or thrift institution, a trust company, an insurance company or agency, a pension consultant and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 6 broker-dealers, 3 investment advisers
- Wrap fee program
- Sponsors or manages a wrap fee program
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- felony conviction (firm or advisory affiliate) (Item 11A(1))
- felony charge pending (Item 11A(2))
- SEC or CFTC finding of a violation of regulations or statutes (Item 11C(2))
- SEC or CFTC order against the firm or an affiliate (Item 11C(4))
- SEC or CFTC civil money penalty or cease-and-desist (Item 11C(5))
- other regulator finding of a violation (Item 11D(2))
- other regulator order, denial, suspension or revocation (Item 11D(4))
- self-regulatory organization finding of a violation (Item 11E(2), 2 reported)
Form D activity of the funds this firm advises, by year
1 issuer in AltStreet's EDGAR ledger are joined to this adviser through Form ADV Schedule D, with Form D filings from December 27, 2017 to January 14, 2025. Reported sold across them: $15.2M.Years are the year of each offering's first notice; sold and investors are the latest figures on each chain. Counts and totals only; the fund roster is in the terminal.
| First notice | Offerings | Reported sold | Investors |
|---|---|---|---|
| 2017 | 1 | $15.2M | 3 |
In the directory
Related advisers
Is this your firm? Verified Profiles give managers a structured channel for corrections, additional disclosures, and right of reply, without changing AltStreet's independent research. Learn about verification →
Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.