SEC-Registered Investment Adviser
Fiam LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated July 30, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- December 2, 2004
- Principal office
- 900 Salem Street, Smithfield, RI 02917
- Organized as
- Limited Liability Company, DE
- Fiscal year end
- December
- Other offices
- 5
- Website
- www.fidelity.com
Scale
- Regulatory AUM
- $347.7B
- Discretionary / non-discretionary
- $347.7B / $2.4M
- Attributable to non-US clients
- $40.8B
- Accounts
- 647
- Clients
- 0
- Employees
- 196, 139 in advisory roles
- Private funds advised
- 21
- Private fund gross assets
- $9.3B
- Fund types
- 1 hedge funds, 2 private equity funds, 3 real estate funds, 15 other private funds
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting and selection of other advisers
- Compensated by
- a percentage of assets under management, performance-based fees and other
- Client types
- high net worth individuals (23); banking or thrift institutions; investment companies (113); pooled investment vehicles (174); pension and profit sharing plans (46); charitable organizations (111); state or municipal government entities (39); other investment advisers (16); insurance companies (25); sovereign wealth funds and foreign official institutions (13); corporations or other businesses (36)
- Also engaged as
- commodity pool operator or commodity trading advisor
- Related persons include
- a broker-dealer, another investment adviser, a commodity pool operator or commodity trading advisor, a banking or thrift institution, a trust company, an insurance company or agency, a pension consultant and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 7 broker-dealers, 14 investment advisers
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- other regulator finding of a violation (Item 11D(2), 3 reported)
- other regulator order, denial, suspension or revocation (Item 11D(4))
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.