SEC-Registered Investment Adviser
Memphis Capital Management, LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated May 7, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- August 25, 2006
- Principal office
- 6410 Poplar Avenue, Suite 500, Memphis, TN 38119-4836
- Organized as
- Limited Liability Company, TN
- Fiscal year end
- December
Scale
- Regulatory AUM
- $268.6M
- Accounts
- 3
- Clients
- 3
- Employees
- 2, 2 in advisory roles
- Private funds advised
- 1
- Private fund gross assets
- $268.6M
- Fund types
- 1 other private funds
Business, clients and compensation, as filed
- Advisory activities
- other advisory activities
- Compensated by
- a percentage of assets under management, performance-based fees and other
- Client types
- pooled investment vehicles (3)
- Also engaged as
- registered representative of a broker-dealer
- Related persons include
- a broker-dealer
- Affiliates
- 1 broker-dealer
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- SEC or CFTC order against the firm or an affiliate (Item 11C(4))
- SEC or CFTC civil money penalty or cease-and-desist (Item 11C(5))
- civil proceeding pending (Item 11H(2), 2 reported)
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.