SEC-Registered Investment Adviser
Cook Pine Capital LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated March 26, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- July 25, 2005
- Principal office
- 55 Railroad Avenue, Greenwich, CT 06830
- Organized as
- Limited Liability Company, DE
- Fiscal year end
- December
Scale
- Regulatory AUM
- $490.3M
- Discretionary / non-discretionary
- $393.3M / $97.0M
- Attributable to non-US clients
- $83.9M
- Accounts
- 7
- Clients
- 5
- Employees
- 8, 5 in advisory roles
- Private funds advised
- 3
- Private fund gross assets
- $340.8M
- Fund types
- 1 hedge funds, 2 private equity funds
- Client assets in custody
- $340.8M (2 clients)
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles and selection of other advisers
- Compensated by
- a percentage of assets under management, fixed fees and performance-based fees
- Client types
- high net worth individuals (2); pooled investment vehicles (2); charitable organizations (1)
- Related persons include
- a broker-dealer and a real estate broker or dealer
- Affiliates
- 1 broker-dealer
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (March 26, 2026). Item 11 covers the firm and its advisory affiliates.
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.