Mcdonald Partners LLC

Business, clients and compensation, as filed

Advisory activities

financial planning, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting and selection of other advisers

Compensated by

a percentage of assets under management, fixed fees and commissions

Client types

individuals (other than high net worth) (838); high net worth individuals (293); banking or thrift institutions (0); investment companies (0); business development companies (0); pooled investment vehicles (4); pension and profit sharing plans (9); charitable organizations (13); state or municipal government entities (0); other investment advisers (0); insurance companies (0); sovereign wealth funds and foreign official institutions (0); corporations or other businesses (13)

Also engaged as

broker-dealer

Related persons include

a broker-dealer, an insurance company or agency, a pension consultant and a sponsor, general partner or managing member of pooled investment vehicles

Affiliates

1 broker-dealer

Wrap fee program

Sponsors or manages a wrap fee program

Form ADV Item 11 disclosures

The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.

• SEC or CFTC finding of a violation of regulations or statutes (Item 11C(2))
• SEC or CFTC order against the firm or an affiliate (Item 11C(4))
• SEC or CFTC civil money penalty or cease-and-desist (Item 11C(5), 2 reported)
• other regulator finding of a violation (Item 11D(2), 2 reported)
• self-regulatory organization finding of a violation (Item 11E(2), 3 reported)

Form D activity of the funds this firm advises, by year

2 issuers in AltStreet's EDGAR ledger are joined to this adviser through Form ADV Schedule D, with Form D filings from January 20, 2016 to December 29, 2016. Reported sold across them: $2.7M.Years are the year of each offering's first notice; sold and investors are the latest figures on each chain. Counts and totals only; the fund roster is in the terminal.