SEC-Registered Investment Adviser
Heritage Wealth Advisors
Legal name: Heritage Wealth Advisors, LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated July 30, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- October 27, 2005
- Principal office
- 919 East Main Street, Suite 950, Richmond, VA 23219
- Organized as
- Limited Liability Company, VA
- Fiscal year end
- December
- Other offices
- 3
Scale
- Regulatory AUM
- $4.9B
- Discretionary / non-discretionary
- $4.7B / $152.9M
- Accounts
- 1,616
- Clients
- 10
- Employees
- 36, 18 in advisory roles
- Private funds advised
- 9
- Private fund gross assets
- $255.4M
- Fund types
- 9 other private funds
- Funds with Form D records
- 4 issuers in AltStreet's ledger, $692.4M reported sold across them
- Client assets in custody
- $2.0B (292 clients)
Business, clients and compensation, as filed
- Advisory activities
- financial planning, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting, selection of other advisers and other advisory activities
- Compensated by
- a percentage of assets under management and fixed fees
- Client types
- individuals (other than high net worth) (130); high net worth individuals (254); pooled investment vehicles (7); charitable organizations (19); corporations or other businesses (41)
- Related persons include
- a sponsor, general partner or managing member of pooled investment vehicles
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (July 30, 2026). Item 11 covers the firm and its advisory affiliates.
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.