SEC-Registered Investment Adviser
Oppenheimer Alternative Investment Management, LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated September 1, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- June 6, 2006
- Principal office
- 85 Broad Street, 24th Floor, New York, NY 10004
- Organized as
- Limited Liability Company, DE
- Fiscal year end
- December
Scale
- Regulatory AUM
- $177.8M
- Accounts
- 7
- Clients
- 0
- Employees
- 9, 0 in advisory roles
- Private funds advised
- 7
- Private fund gross assets
- $177.8M
- Fund types
- 5 private equity funds, 2 other private funds
- Funds with Form D records
- 6 issuers in AltStreet's ledger, $156.2M reported sold across them
- Client assets in custody
- $177.8M (7 clients)
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for pooled investment vehicles and selection of other advisers
- Compensated by
- a percentage of assets under management and performance-based fees
- Client types
- pooled investment vehicles (7)
- Related persons include
- a broker-dealer, another investment adviser, a commodity pool operator or commodity trading advisor, a trust company, an insurance company or agency, a pension consultant and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 3 broker-dealers, 4 investment advisers
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- SEC or CFTC finding of a violation of regulations or statutes (Item 11C(2), 2 reported)
- SEC or CFTC order against the firm or an affiliate (Item 11C(4), 2 reported)
- SEC or CFTC civil money penalty or cease-and-desist (Item 11C(5), 2 reported)
- other regulator finding of a violation (Item 11D(2), 2 reported)
- other regulator order, denial, suspension or revocation (Item 11D(4), 2 reported)
- self-regulatory organization finding of a false statement (Item 11E(1))
- self-regulatory organization finding of a violation (Item 11E(2))
- unsatisfied judgment or lien (Item 11G)
Form D activity of the funds this firm advises, by year
6 issuers in AltStreet's EDGAR ledger are joined to this adviser through Form ADV Schedule D, with Form D filings from August 14, 2017 to November 13, 2025. 1 offering is still raising on the latest filing. Reported sold across them: $156.2M.Years are the year of each offering's first notice; sold and investors are the latest figures on each chain. Counts and totals only; the fund roster is in the terminal.
| First notice | Offerings | Reported sold | Investors |
|---|---|---|---|
| 2025 | 3 | $91.2M | 240 |
| 2023 | 1 | n/a | n/a |
| 2020 | 1 | $13.7M | 92 |
| 2017 | 1 | $51.3M | 286 |
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.