SEC-Registered Investment Adviser
Kohlberg Kravis Roberts & Co. L.P.
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated September 25, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- October 15, 2008
- Principal office
- 30 Hudson Yards, New York, NY 10001
- Organized as
- Limited Partnership, DE
- Fiscal year end
- December
- Umbrella registration
- Yes, 32 relying advisers
- Other offices
- 25
- Website
- HTTP://WWW.KKR.COM
Scale
- Regulatory AUM
- $399.9B
- Discretionary / non-discretionary
- $396.8B / $3.1B
- Attributable to non-US clients
- $268.8B
- Accounts
- 227
- Clients
- 2
- Employees
- 2,593, 706 in advisory roles
- Private funds advised
- 630
- Private fund gross assets
- $518.1B
- Fund types
- 18 hedge funds, 553 private equity funds, 34 real estate funds, 9 other private funds
- Funds with Form D records
- 57 issuers in AltStreet's ledger, $128.2B reported sold across them
- Client assets in custody
- $381.6B (154 clients)
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients and publication of periodicals or newsletters
- Compensated by
- a percentage of assets under management and performance-based fees
- Client types
- individuals (other than high net worth) (0); high net worth individuals (0); banking or thrift institutions (0); investment companies (0); business development companies (0); pooled investment vehicles (209); pension and profit sharing plans (0); charitable organizations (0); state or municipal government entities (0); other investment advisers (0); insurance companies (9); sovereign wealth funds and foreign official institutions (0); corporations or other businesses (0)
- Related persons include
- a broker-dealer, another investment adviser, a commodity pool operator or commodity trading advisor, a banking or thrift institution, an insurance company or agency, a real estate broker or dealer and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 10 broker-dealers, 476 investment advisers
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- SEC or CFTC finding of a violation of regulations or statutes (Item 11C(2), 2 reported)
- SEC or CFTC order against the firm or an affiliate (Item 11C(4), 2 reported)
- SEC or CFTC civil money penalty or cease-and-desist (Item 11C(5), 2 reported)
- other regulator finding of a violation (Item 11D(2))
- other regulator order, denial, suspension or revocation (Item 11D(4))
- other regulator restriction on activities (Item 11D(5))
- self-regulatory organization finding of a violation (Item 11E(2))
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.