SEC-Registered Investment Adviser
Black Diamond Financial, LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated March 23, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- April 22, 2015
- Principal office
- 2330 West Joppa Road, Suite 320, Lutherville, MD 21093
- Organized as
- Limited Liability Company, DE
- Fiscal year end
- December
- Other offices
- 1
Scale
- Regulatory AUM
- $1.4B
- Discretionary / non-discretionary
- $1.2B / $143.9M
- Attributable to non-US clients
- $200,000
- Accounts
- 1,261
- Clients
- 0
- Employees
- 17, 13 in advisory roles
- Private funds advised
- 3
- Private fund gross assets
- $6.0M
- Fund types
- 3 private equity funds
- Funds with Form D records
- 1 issuer in AltStreet's ledger, $8.9M reported sold across them
Business, clients and compensation, as filed
- Advisory activities
- financial planning, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients and pension consulting
- Compensated by
- a percentage of assets under management, hourly charges and fixed fees
- Client types
- individuals (other than high net worth) (117); high net worth individuals (218); pooled investment vehicles (3); pension and profit sharing plans (6); charitable organizations (7); corporations or other businesses (10)
- Related persons include
- an accountant or accounting firm and a sponsor, general partner or managing member of pooled investment vehicles
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (March 23, 2026). Item 11 covers the firm and its advisory affiliates.
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.