SEC-Registered Investment Adviser
Old West Investment Management, LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated March 30, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- October 15, 2008
- Principal office
- 601 South Figueroa Street, Suite 1975, Los Angeles, CA 90017
- Organized as
- Limited Liability Company, DE
- Fiscal year end
- December
- Website
- HTTP://WWW.OLDWESTIM.COM
Scale
- Regulatory AUM
- $915.7M
- Discretionary / non-discretionary
- $903.0M / $12.6M
- Accounts
- 847
- Clients
- 0
- Employees
- 8, 8 in advisory roles
- Private funds advised
- 3
- Private fund gross assets
- $508.8M
- Fund types
- 3 hedge funds
- Client assets in custody
- $511.1M (6 clients)
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients and other advisory activities
- Compensated by
- a percentage of assets under management, performance-based fees and other
- Client types
- individuals (other than high net worth) (53); high net worth individuals (735); pooled investment vehicles (6); charitable organizations; state or municipal government entities; corporations or other businesses (48)
- Related persons include
- a sponsor, general partner or managing member of pooled investment vehicles
- Wrap fee program
- Sponsors or manages a wrap fee program
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (March 30, 2026). Item 11 covers the firm and its advisory affiliates.
In the directory
Related advisers
Is this your firm? Verified Profiles give managers a structured channel for corrections, additional disclosures, and right of reply, without changing AltStreet's independent research. Learn about verification →
Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.