SEC-Registered Investment Adviser
Alpha Wealth Funds, LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated June 10, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- April 25, 2025
- Principal office
- 1887 Gold Dust Lane, Suite 203 A, Park City, UT 84060
- Organized as
- Limited Liability Company, UT
- Fiscal year end
- December
Scale
- Regulatory AUM
- $214.1M
- Discretionary / non-discretionary
- $166.6M / $47.5M
- Accounts
- 442
- Clients
- 0
- Employees
- 11, 11 in advisory roles
- Private funds advised
- 5
- Private fund gross assets
- $143.7M
- Fund types
- 5 hedge funds
- Funds with Form D records
- 2 issuers in AltStreet's ledger, $83.1M reported sold across them
- Client assets in custody
- $98.2M (4 clients)
Business, clients and compensation, as filed
- Advisory activities
- financial planning, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, publication of periodicals or newsletters and educational seminars or workshops
- Compensated by
- a percentage of assets under management, hourly charges, subscription fees, fixed fees, commissions, performance-based fees and other
- Client types
- individuals (other than high net worth) (197); high net worth individuals (77); banking or thrift institutions (0); investment companies (0); business development companies (0); pooled investment vehicles (4); pension and profit sharing plans (0); charitable organizations (1); state or municipal government entities (0); other investment advisers (1); insurance companies (0); sovereign wealth funds and foreign official institutions (0); other (23)
- Also engaged as
- insurance broker or agent and other financial product salesperson
- Related persons include
- another investment adviser, a trust company, an accountant or accounting firm and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 1 investment adviser
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (June 10, 2026). Item 11 covers the firm and its advisory affiliates.
Form D activity of the funds this firm advises, by year
2 issuers in AltStreet's EDGAR ledger are joined to this adviser through Form ADV Schedule D, with Form D filings from February 17, 2017 to August 11, 2026. 1 offering is still raising on the latest filing. Reported sold across them: $83.1M.Years are the year of each offering's first notice; sold and investors are the latest figures on each chain. Counts and totals only; the fund roster is in the terminal.
| First notice | Offerings | Reported sold | Investors |
|---|---|---|---|
| 2025 | 1 | $54.3M | 94 |
| 2017 | 1 | $28.8M | 43 |
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.