SEC-Registered Investment Adviser
C-III Investment Management LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated March 31, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- June 29, 2011
- Principal office
- 717 Fifth Avenue, 18th Floor, New York, NY 10022
- Organized as
- Limited Liability Company, DE
- Fiscal year end
- December
- Umbrella registration
- Yes, 1 relying adviser
- Other offices
- 5
- Website
- HTTP://WWW.C3CP.COM
Scale
- Regulatory AUM
- $2.5B
- Discretionary / non-discretionary
- $2.0B / $503.6M
- Attributable to non-US clients
- $501,576
- Accounts
- 9
- Clients
- 0
- Employees
- 80, 30 in advisory roles
- Private funds advised
- 8
- Private fund gross assets
- $2.4B
- Fund types
- 1 hedge funds, 4 real estate funds
- Funds with Form D records
- 1 issuer in AltStreet's ledger, $478.0M reported sold across them
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients and other advisory activities
- Compensated by
- a percentage of assets under management, performance-based fees and other
- Client types
- individuals (other than high net worth) (0); high net worth individuals (0); banking or thrift institutions (0); investment companies (0); business development companies (0); pooled investment vehicles (8); pension and profit sharing plans (0); charitable organizations (0); state or municipal government entities (0); other investment advisers (0); insurance companies (1); sovereign wealth funds and foreign official institutions (0); corporations or other businesses (0); other (0)
- Also engaged as
- commodity pool operator or commodity trading advisor
- Related persons include
- a broker-dealer, another investment adviser, a commodity pool operator or commodity trading advisor, an accountant or accounting firm, a lawyer or law firm, a real estate broker or dealer, a sponsor or syndicator of limited partnerships and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 1 broker-dealer, 13 investment advisers
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (March 31, 2026). Item 11 covers the firm and its advisory affiliates.
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.