Exempt Reporting Adviser
Marshall Wace Asia Limited
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated May 29, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- ERA - Active
- Registered since
- May 11, 2017
- Principal office
- 23/F, Lht Tower, 31 Queens Road Central Hong Kong
- Organized as
- Limited Liability Company
- Fiscal year end
- February
- Other offices
- 2
- Website
- HTTPS://WWW.MWAM.COM
Scale
- Private funds advised
- 2
- Private fund gross assets
- $207.7M
- Fund types
- 2 hedge funds
- Funds with Form D records
- 2 issuers in AltStreet's ledger, $607.5M reported sold across them
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- other regulator finding of a violation (Item 11D(2))
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.