SEC-Registered Investment Adviser
United Capital Management Of Kansas, INC.
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated September 10, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- August 11, 2014
- Principal office
- 227 North Santa Fe, Salina, KS 67401
- Organized as
- Corporation, KS
- Fiscal year end
- December
- Other offices
- 10
- Website
- HTTP://WWW.UCMOFKANSAS.COM
Scale
- Regulatory AUM
- $884.8M
- Discretionary / non-discretionary
- $827.3M / $57.5M
- Accounts
- 3,738
- Clients
- 0
- Employees
- 46, 23 in advisory roles
- Private funds advised
- 1
- Private fund gross assets
- $31.2M
- Fund types
- 1 hedge funds
- Funds with Form D records
- 1 issuer in AltStreet's ledger, $25.1M reported sold across them
- Client assets in custody
- $22.2M (38 clients)
Business, clients and compensation, as filed
- Advisory activities
- financial planning, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting, educational seminars or workshops and other advisory activities
- Compensated by
- a percentage of assets under management, fixed fees and performance-based fees
- Client types
- individuals (other than high net worth) (1,286); high net worth individuals (316); pooled investment vehicles (1); pension and profit sharing plans (6); charitable organizations (16); corporations or other businesses (30)
- Related persons include
- a trust company, an accountant or accounting firm, an insurance company or agency and a sponsor, general partner or managing member of pooled investment vehicles
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- self-regulatory organization bar, suspension or fine (Item 11E(4))
Form D activity of the funds this firm advises, by year
1 issuer in AltStreet's EDGAR ledger are joined to this adviser through Form ADV Schedule D, with Form D filings from October 27, 2021 to January 20, 2026. 1 offering is still raising on the latest filing. Reported sold across them: $25.1M.Years are the year of each offering's first notice; sold and investors are the latest figures on each chain. Counts and totals only; the fund roster is in the terminal.
| First notice | Offerings | Reported sold | Investors |
|---|---|---|---|
| 2021 | 1 | $25.1M | 54 |
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.