SEC-Registered Investment Adviser
Aspen Grove Capital, LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated September 14, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- May 31, 2013
- Principal office
- 137 Benchmark Road, Suite C103b-2, Avon, CO 81620
- Organized as
- Limited Liability Company, CO
- Fiscal year end
- December
- Other offices
- 1
- Website
- www.aspengrovellc.com
Scale
- Regulatory AUM
- $6.7B
- Discretionary / non-discretionary
- $5.5B / $1.1B
- Accounts
- 3,287
- Clients
- 0
- Employees
- 22, 12 in advisory roles
- Private funds advised
- 2
- Private fund gross assets
- $23.4M
- Fund types
- 2 hedge funds
- Funds with Form D records
- 2 issuers in AltStreet's ledger, $36.0M reported sold across them
- Client assets in custody
- $6.6B (38 clients)
Business, clients and compensation, as filed
- Advisory activities
- financial planning, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, selection of other advisers and other advisory activities
- Compensated by
- a percentage of assets under management and fixed fees
- Client types
- individuals (other than high net worth) (40); pooled investment vehicles (2)
- Also engaged as
- commodity pool operator or commodity trading advisor
- Related persons include
- a sponsor, general partner or managing member of pooled investment vehicles
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (September 14, 2026). Item 11 covers the firm and its advisory affiliates.
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.