SEC-Registered Investment Adviser
Focus Partners Wealth, LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated September 29, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- December 7, 2011
- Principal office
- 190 Carondelet Plaza, Suite 600, St. Louis, MO 63105
- Organized as
- Limited Liability Company, DE
- Fiscal year end
- December
- Other offices
- 112
Scale
- Regulatory AUM
- $181.9B
- Discretionary / non-discretionary
- $148.2B / $33.6B
- Attributable to non-US clients
- $162.0M
- Accounts
- 220,585
- Clients
- 1,500
- Employees
- 1,915, 1,025 in advisory roles
- Private funds advised
- 26
- Private fund gross assets
- $3.0B
- Fund types
- 7 hedge funds, 6 private equity funds, 1 real estate funds, 1 venture capital funds, 11 other private funds
- Client assets in custody
- $65.0B (24,000 clients)
Business, clients and compensation, as filed
- Advisory activities
- financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting, selection of other advisers, publication of periodicals or newsletters, educational seminars or workshops and other advisory activities
- Compensated by
- a percentage of assets under management, hourly charges, fixed fees, performance-based fees and other
- Client types
- individuals (other than high net worth) (30,825); high net worth individuals (30,177); banking or thrift institutions; investment companies (4); pooled investment vehicles (25); pension and profit sharing plans (535); charitable organizations (388); state or municipal government entities (42); other investment advisers (12); insurance companies (2); corporations or other businesses (456)
- Also engaged as
- other financial product salesperson
- Related persons include
- a broker-dealer, another investment adviser, a commodity pool operator or commodity trading advisor, a futures commission merchant, an accountant or accounting firm, a lawyer or law firm, an insurance company or agency, a pension consultant, a real estate broker or dealer, a sponsor or syndicator of limited partnerships and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 1 broker-dealer, 7 investment advisers
- Wrap fee program
- Sponsors or manages a wrap fee program
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- other regulator finding of a violation (Item 11D(2), 2 reported)
- other regulator order, denial, suspension or revocation (Item 11D(4), 2 reported)
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.