SEC-Registered Investment Adviser
Axonic Capital LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated March 30, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- February 6, 2012
- Principal office
- 520 Madison Avenue, 42nd Floor, New York, NY 10022
- Organized as
- Limited Liability Company, DE
- Fiscal year end
- December
- Other offices
- 1
- Website
- www.axonicfunds.com
Scale
- Regulatory AUM
- $10.0B
- Attributable to non-US clients
- $3.4B
- Accounts
- 31
- Clients
- 0
- Employees
- 74, 36 in advisory roles
- Private funds advised
- 20
- Private fund gross assets
- $2.7B
- Fund types
- 9 hedge funds, 4 private equity funds, 7 other private funds
- Funds with Form D records
- 4 issuers in AltStreet's ledger, $355.3M reported sold across them
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for investment companies and portfolio management for pooled investment vehicles
- Compensated by
- a percentage of assets under management, performance-based fees and other
- Client types
- investment companies (2); pooled investment vehicles (29)
- Also engaged as
- commodity pool operator or commodity trading advisor
- Related persons include
- another investment adviser, a commodity pool operator or commodity trading advisor, a sponsor or syndicator of limited partnerships and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 1 investment adviser
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (March 30, 2026). Item 11 covers the firm and its advisory affiliates.
Form D activity of the funds this firm advises, by year
4 issuers in AltStreet's EDGAR ledger are joined to this adviser through Form ADV Schedule D, with Form D filings from March 2, 2016 to May 13, 2022. Reported sold across them: $355.3M.Years are the year of each offering's first notice; sold and investors are the latest figures on each chain. Counts and totals only; the fund roster is in the terminal.
| First notice | Offerings | Reported sold | Investors |
|---|---|---|---|
| 2020 | 1 | $68.4M | 13 |
| 2019 | 1 | $126.7M | 43 |
| 2017 | 1 | $111.3M | 24 |
| 2016 | 1 | $48.9M | 7 |
Registered funds this firm advises, from Form N-CEN
1 fundregistered under the Investment Company Act name this firm as investment adviser on the latest Form N-CEN. Net assets and the share of holdings at Level 3 or carried at NAV ("marks") are from the newest Form N-PORT; the flow series is on each fund's page in Terminal Pro. Fee and expense ratios are as the fund reported them on N-CEN.
| Fund | Type | Net assets | Marks | Mgmt fee | Net expenses |
|---|---|---|---|---|---|
| Axonic Alternative Income Fundas of July 31, 2026 | Interval fund | $505.4M | 34.8% | 1.25% | 3.16% |
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.