SEC-Registered Investment Adviser
Stellus Capital Management, LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated July 14, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- January 17, 2012
- Principal office
- 4400 Post Oak Parkway, Suite 2200, Houston, TX 77027
- Organized as
- Limited Liability Company, DE
- Fiscal year end
- December
- Other offices
- 2
Scale
- Regulatory AUM
- $3.5B
- Attributable to non-US clients
- $440.3M
- Accounts
- 20
- Clients
- 0
- Employees
- 36, 20 in advisory roles
- Private funds advised
- 13
- Private fund gross assets
- $2.0B
- Fund types
- 13 private equity funds
- Client assets in custody
- $774.2M (5 clients)
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for investment companies and portfolio management for pooled investment vehicles
- Compensated by
- a percentage of assets under management and performance-based fees
- Client types
- business development companies (1); pooled investment vehicles (19)
- Related persons include
- another investment adviser, a commodity pool operator or commodity trading advisor and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 1 investment adviser
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (July 14, 2026). Item 11 covers the firm and its advisory affiliates.
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.