SEC-Registered Investment Adviser
Sofinnova Investments, INC.
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated March 27, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- March 22, 2017
- Principal office
- 3000 Sand Hill Road, 3-150, Menlo Park, CA 94025
- Organized as
- Corporation, CA
- Fiscal year end
- December
- Other offices
- 4
- Website
- HTTP://WWW.SOFINNOVA.COM
Scale
- Regulatory AUM
- $5.4B
- Attributable to non-US clients
- $3.3B
- Accounts
- 20
- Clients
- 0
- Employees
- 41, 20 in advisory roles
- Private funds advised
- 7
- Private fund gross assets
- $2.3B
- Fund types
- 3 hedge funds, 4 venture capital funds
- Funds with Form D records
- 5 issuers in AltStreet's ledger, $1.6B reported sold across them
- Client assets in custody
- $2.9B (9 clients)
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients
- Compensated by
- a percentage of assets under management, performance-based fees and other
- Client types
- pooled investment vehicles (9); corporations or other businesses (11)
- Related persons include
- another investment adviser and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 5 investment advisers
Form ADV Item 11 disclosures
No yes answers on Item 11 as of the latest Form ADV (March 27, 2026). Item 11 covers the firm and its advisory affiliates.
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.