SEC-Registered Investment Adviser
Walleye Capital LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated September 28, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- July 30, 2018
- Principal office
- 401 Lake Street East, 3rd Floor, Wayzata, MN 55391
- Organized as
- Limited Liability Company, MN
- Fiscal year end
- December
- Umbrella registration
- Yes, 2 relying advisers
- Other offices
- 8
Scale
- Regulatory AUM
- $52.1B
- Attributable to non-US clients
- $52.1B
- Accounts
- 10
- Clients
- 0
- Employees
- 380, 138 in advisory roles
- Private funds advised
- 5
- Private fund gross assets
- $53.3B
- Fund types
- 5 hedge funds
- Client assets in custody
- $52.1B (10 clients)
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for pooled investment vehicles and selection of other advisers
- Compensated by
- a percentage of assets under management, performance-based fees and other
- Client types
- pooled investment vehicles (10)
- Also engaged as
- commodity pool operator or commodity trading advisor
- Related persons include
- a broker-dealer, another investment adviser, a commodity pool operator or commodity trading advisor and a sponsor, general partner or managing member of pooled investment vehicles
- Affiliates
- 1 broker-dealer, 1 investment adviser
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- SEC or CFTC finding of a violation of regulations or statutes (Item 11C(2))
- SEC or CFTC order against the firm or an affiliate (Item 11C(4))
- SEC or CFTC civil money penalty or cease-and-desist (Item 11C(5))
- self-regulatory organization finding of a violation (Item 11E(2), 2 reported)
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Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.