SEC-Registered Investment Adviser
Aristides Capital LLC
Registration facts are from the firm's Form ADV Part 1A as published by the SEC, latest filing dated May 22, 2026. Figures are firm-level: they describe the advisory firm, not any single offering.
Registration
- Status
- Approved
- Registered since
- July 22, 2020
- Principal office
- 552 E Market St., Ste 200, Louisville, KY 40202
- Organized as
- Limited Liability Company, DE
- Fiscal year end
- December
- Other offices
- 1
Scale
- Regulatory AUM
- $541.4M
- Attributable to non-US clients
- $15.4M
- Accounts
- 5
- Clients
- 0
- Employees
- 11, 8 in advisory roles
- Private funds advised
- 4
- Private fund gross assets
- $541.4M
- Fund types
- 4 hedge funds
- Funds with Form D records
- 1 issuer in AltStreet's ledger, $104.5M reported sold across them
Business, clients and compensation, as filed
- Advisory activities
- portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles
- Compensated by
- a percentage of assets under management and performance-based fees
- Client types
- pooled investment vehicles (5)
- Also engaged as
- commodity pool operator or commodity trading advisor
Form ADV Item 11 disclosures
The firm answered yes to the following Item 11 questions. The answers cover the firm and its advisory affiliates; the Disclosure Reporting Pages on IAPD identify the subject and the outcome.
- other regulator finding of a false statement or omission (Item 11D(1))
- other regulator finding of a violation (Item 11D(2))
- other regulator order, denial, suspension or revocation (Item 11D(4))
Is this your firm? Verified Profiles give managers a structured channel for corrections, additional disclosures, and right of reply, without changing AltStreet's independent research. Learn about verification →
Source: SEC Form ADV via IARD (roster of October 6, 2026), matched to the platform by AltStreet analysts. Item 11 answers are as reported on the firm's Form ADV and cover the firm and its advisory affiliates; consult the firm's IAPD record for the Disclosure Reporting Pages. Brochure statements are the firm's own. Nothing on this page is investment advice.